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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-04-04 |
Branch Locations
4350 Brownsboro Road Suite 110, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 07/1995 | 03/2020 |
| Unemployed | La Grange | KY | 03/2020 | 10/2021 |
| Fidelity Investments | La Grange | KY | 10/2021 | 03/2022 |
| Nationwide Investment Advisors, Llc | Columbus | OH | 01/2018 | 01/2018 |
| Jefferson National Securities Corporation | Columbus | OH | 04/2018 | 01/2019 |
| Fidelity Brokerage Services, Llc | La Grange | KY | 10/2021 | 03/2022 |
| Fidelity Personal And Workplace Advisors | La Grange | KY | 12/2021 | 03/2022 |
| Tiaa | Louisville | KY | 03/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Louisville | KY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2004-12-22 |
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