Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-10
TX RA APPROVED_RES 2024-05-10
  • PA RA
    APPROVED
    Since 2024-05-10
  • TX RA
    APPROVED_RES
    Since 2024-05-10

Branch Locations

46 Hilltown Pike, Line Lexington, PA 18932 • United States

123 North Main Street, Suite 209, Dublin, PA 18917 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Perkasie PA 11/2014 10/2017
Securities America, Inc. Dublin PA 10/2017 05/2024
Securities America Advisors Dublin PA 10/2017 05/2024
Lpl Financial Llc Dublin PA 05/2024 Present
  • 11/2014 → 10/2017
    National Planning Corporation
    Perkasie, PA
  • 10/2017 → 05/2024
    Securities America, Inc.
    Dublin, PA
  • 10/2017 → 05/2024
    Securities America Advisors
    Dublin, PA
  • 05/2024 → Present
    Dublin, PA
Previous Registrations
  • 2017-10-25 → 2024-06-03
    Securities America Advisors, Inc.
    Doylestown, PA
    Dublin, PA
  • 2014-11-03 → 2017-10-24
    National Planning Corporation
    Doylestown, PA
    Louisville, KY
    Kailua-Kona, HI
  • 2014-08-05 → 2014-09-23
    Cuna Brokerage Services, Inc.
    New Britain, PA
  • 2013-04-12 → 2014-07-25
    National Planning Corporation
    Kailua-Kona, HI
  • 2012-08-01 → 2013-02-20
    Denver, CO
    Greenwood Village, CO
  • 2008-11-25 → 2012-07-31
    National Planning Corporation
    Los Angeles, CA
    Kailua-Kona, HI
  • 2006-03-14 → 2008-11-28
    Osaic Services, Inc.
    Perkasie, PA
    West Lawn, PA
  • 2003-09-12 → 2006-03-14
    The Mutual Fund Advisor
    Kailua-Kona, HI
Other Businesses

1)04/29/2024 - PROACTIVE FINANCIAL STRATEGIES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 2)04/23/2024 - ANDERSON WEALTH PLANNING INC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-11
S65 Uniform Investment Adviser Law Examination 1999-01-22
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S66 Uniform Combined State Law Examination
    2003-09-11
  • S65 Uniform Investment Adviser Law Examination
    1999-01-22
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Line Lexington, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor