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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-30 |
| AL | RA | APPROVED | 2012-07-20 |
Branch Locations
300 Market Street Ne Suite 101, Decatur, AL 35601 • United States
305 Church Street, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Decatur | AL | 07/2012 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.WYNDAM VACATION RENTALS; 215 WOLISS LANE UNIT 301 GATLINBURG, TN; 09/2014; 0 BUSINESS HOURS; 5 NON BUSINESS HOURS; RENTING A CONDOMINIUM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-13 |
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