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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
AL RA APPROVED 2012-07-20
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • AL RA
    APPROVED
    Since 2012-07-20

Branch Locations

300 Market Street Ne Suite 101, Decatur, AL 35601 • United States

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Decatur AL 07/2012 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 07/2012 → Present
    Morgan Stanley Smith Barney Llc
    Decatur, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2010-10-15 → 2012-07-26
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2010-04-07 → 2010-10-15
    St Johns Wealth Management
    Decatur, AL
  • 2002-05-22 → 2010-03-16
    Bbva Compass Investment Solutions, Inc
    Decatur, AL
    Athens, AL
    Athens, AL
    Decatur, AL
    Decatur, AL
    Decatur, AL
Other Businesses

1.WYNDAM VACATION RENTALS; 215 WOLISS LANE UNIT 301 GATLINBURG, TN; 09/2014; 0 BUSINESS HOURS; 5 NON BUSINESS HOURS; RENTING A CONDOMINIUM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-11
S63 Uniform Securities Agent State Law Examination 1996-11-13
  • S65 Uniform Investment Adviser Law Examination
    2011-10-11
  • S63 Uniform Securities Agent State Law Examination
    1996-11-13
Other Names
  • Todd Lowry

View on SEC IAPD

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