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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-10-05 |
| TX | RA | APPROVED_RES | 2016-09-15 |
Branch Locations
310 120Th Ave Ne Ste 101, Bellevue, WA 98005 • United States
Bellevue, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Renton | WA | 07/2015 | 09/2016 |
| Ameriprise Financial Services, Inc. | Renton | WA | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 03/2020 | Present |
Business Ownership; Thumper Enterprises LLC; Leadership, management and planning decisions, manage operations and resource allocation, oversee budget development and implementation, manage business activities, negotiate salaries and conduct employee reviews, coordinate business tax filings.; Entity to support practice by managing day to day operations and expenses.; 150 120th Ave NE Ste 205, , Bellevue, WA, 98005; Not Investment-Related; 01/01/2021; 10 to 19 hours per month; 1 to 9 during trading hours / Attamood LLC; Owner; Manage Ameriprise Business; 310 120th Ave NE, , Bellevue, WA, 98005; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Thumper Enterprises LLC; President - Leadership, management and planning decisions, manage operations and resource allocation, oversee budget development and implementation, manage business activities, negotiate salaries and conduct employee reviews, coordinate business tax filings.; ; 150 120th Ave NE Ste 205, , Bellevue, WA, 98005; Not Investment-Related; 01/01/2021; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-19 |
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