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Stephen Michael Lucero

Tiaa-Cref Individual & Institutional Services, LLC

Andover, MA

Reading, MA

CRD 2818571

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
MA RA APPROVED 2016-05-02
  • VT RA
    APPROVED
    Since 2025-08-25
  • MA RA
    APPROVED
    Since 2016-05-02

Branch Locations

300 Brickstone Square Suite 102, Andover, MA 01810 • United States

Reading, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Andover MA 04/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Andover MA 04/2016 Present
Previous Registrations
  • 2000-12-26 → 2016-04-06
    Strategic Advisers Llc
    Boston, MA
    Merrimack, NH
    Merrimack, NH
    Merrimack, NH
  • 2001-01-01 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-25
S63 Uniform Securities Agent State Law Examination 1996-11-29
  • S65 Uniform Investment Adviser Law Examination
    1999-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-11-29
Other Names
  • Stephen M Lucero

View on SEC IAPD

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