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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2016-12-15 |
| TX | RA | APPROVED_RES | 2015-09-29 |
| UT | RA | APPROVED | 1997-04-11 |
Branch Locations
11681 S 700 E Ste 100, Draper, UT 84020 • United States
South Jordan, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Draper | UT | 10/1996 | 03/2020 |
| Ameriprise Financial Services, Llc | Draper | UT | 03/2020 | Present |
Business Ownership; Holmgren Companies; Registered Holmgren Companies to get city business license and open checking account to pay office expenses.; Set up for business checking account to pay rents, leases and supplies for my Ameriprise Financial practice.; 12012 South 700 East, Suite 210, Draper, UT 84020, ,; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Parker Theatre Board of Directors; Board Member; 3605 State Street, , South Salt Lake, UT, 84115; Not Investment-Related; 03/06/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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