Best Investors Account Sign in

Leslie Ann Mercord

D.A. Davidson & Co.

Kalispell, MT

Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-04
MT RA APPROVED 2003-04-28
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • MT RA
    APPROVED
    Since 2003-04-28

Branch Locations

176 Timberwolf Pkwy, Kalispell, MT 59901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Kalispell MT 04/2003 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-19
  • S66 Uniform Combined State Law Examination
    1999-11-19
Other Names
  • Leslie Mercord Carter

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
EDWARD JONES
EQUITY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

WILLIAM JOSEPH PARSON
RANDY ROBERT FLICKER
CHRISTOPHER MAXWELL HAMILL
KENNETH JAMES WILKINSON
JEAN MALONE LUCKEY
VALERIE HILLSTROM
Kaleb Paul Cannaday
Mark Salansky

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · KALISPELL, MT
OSAIC WEALTH, INC. · KALISPELL, MT
EDWARD JONES · KALISPELL, MT
EQUITY SERVICES, INC. · KALISPELL, MT
AMERIPRISE FINANCIAL SERVICES, LLC · KALISPELL, MT
EDWARD JONES · KALISPELL, MT
THRIVENT INVESTMENT MANAGEMENT INC. · Kalispell, MT
EDWARD JONES · KALISPELL, MT

More in Kalispell, MT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor