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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-28

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Winchester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 06/2009 09/2022
Ubs Financial Services, Inc. Boston MA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22

View on SEC IAPD

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