Yunsun Catherine Rhee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-06-26 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  Tulsa, OK
  Oakdale, CA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 1998-05-04 → 2006-05-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Modesto, CA
  Modesto, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH; 2. NAME OF OTHER BUSINESS: GALLO CENTER FOR THE ARTS; INVESTMENT RELATED: NO; ADDRESS: 1000 I ST, MODESTO, CA, 95354; NATURE OF BUSINESS: BOARD; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ASSIST IN RAISING FUNDS TO SUPPORT THE GALLO CENTER & ARTS EDUCATION; 3. NAME OF OTHER BUSINESS: MODESTO ARTISTS MOVEMENT; INVESTMENT RELATED: NO ; ADDRESS: MODESTO, CA; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FUNDRAISING, EDUCATION, MENTORSHIP AND SUPPORT TO NEXT GENERATION OF ARTIST;

Exams

• S66 Uniform Combined State Law Examination
  1998-04-03

Other Names

• Yunsun Catherine Rhee
• Yunsun Catherine Reynoso