Dixon Place Downey

Current Employers

Employment History

• 09/2012 → 04/2017
  Ameriprise Financial Services, Inc.
  New Canaan, CT
• 04/2017 → 12/2018
  Round Rock Advisors Llc
  New Canaan, CT
• 01/2019 → 02/2021
  Triad Advisors
  Norcross, GA
• 12/2018 → 03/2021
  Reby Advisors, Llc
  Danbury, CT
• 03/2021 → 10/2023
  Lpl Financial, Llc
  Dnbury, CT
• 03/2021 → 10/2023
  Wealth Enhancement Group
  Plymouth, MN
• 03/2021 → 10/2023
  Wealth Enhancement Advisory Services
  Plymouth, MN
• 03/2021 → 10/2023
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 10/2023 → 02/2024
  Private Client Services
  Wilton, CT
• 10/2023 → 02/2024
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 02/2024 → 06/2024
  Unemployed
  Wilton, CT
• 07/2024 → Present
  Scranton Financial Group
  Westbrook, CT
• 07/2024 → Present
  Sound Income Strategies Llc
  Fort Lauderdale, FL

Previous Registrations

• 2023-10-06 → 2024-02-08
  Prime Capital Financial
  Overland Park, KS
  Wilton, CT
• 2021-03-02 → 2023-10-09
  Wealth Enhancement Advisory Services, Llc
  Danbury, CT
  Plymouth, MN
• 2019-01-15 → 2021-03-02
  Reby Advisors, Llc
  Danbury, CT
• 2017-04-21 → 2018-12-06
  Round Rock Advisors Llc
  Wilton, CT
• 2012-09-25 → 2017-04-24
  Ameriprise Financial Services, Llc
  New Canaan, CT
• 2012-03-12 → 2012-08-07
  Edward Jones
  St Louis, MO
  Wilton, CT
  Newtown, CT
• 2010-04-08 → 2011-05-31
  Td Ameritrade, Inc.
  Stamford, CT
• 2010-04-08 → 2011-05-31
  Td Ameritrade Investment Management, Llc
  Stamford, CT
• 2000-03-01 → 2006-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
  Stamford, CT

Other Businesses

1) Scranton Financial Group LLC - Client Service Advisor - Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. Servicing existing clients for Investment Advisory and Fixed Insurance sales. 7/2024 - Present. This encompasses approximately 80% of business hours. 2) Scranton Financial Group LLC - Fixed Insurance Sales - Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. Sales of Fixed Insurance, Life Insurance and Fixed Indexed Annuities. 7/2024 - Present. This encompasses approximately 20% of business hours. 3) Retirement Income Source LLC DBA - Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. Marketing to prospective clients for Investment Advisory and Fixed Insurance sales. 7/2024 - Present. This does not encompass any business hours. 4. CHHSZ Holdings, LLC. Partner/Member. Minority Non-Voting Owner. 6201 College Blvd, Suite 150, Overland Park, KS 66211. CHHSZ Holdings, LLC is a limited liability company "LLC" formed on October 2019 under the laws of the state of Delaware. CHHSZ Holdings, LLC is the sole owner of Prime Capital Investment Advisors, LLC ("PCIA"), a federally registered investment advisor. Member provides professional investment advisory services as an IAR of PCIA. This does not encompass any business hours. 5) Virgina R Downey QTIP Trust, Harriet Gile GST Trust, Downey Descendants Trust. Investment Trustee on three family trusts. Peak Trust is administrative trustee. Investment trustee. This does not encompass any business hours. 6) Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment related. 1921 Boston Post Road Suite 8 Westbrook, CT 06498. Marketing to prospective clients for Investment Advisory and Fixed Insurance sales. 3/2025 - Present. This does not encompass any business hours.

Exams

• S66 Uniform Combined State Law Examination
  2012-03-08
• S65 Uniform Investment Adviser Law Examination
  1997-06-02
• S63 Uniform Securities Agent State Law Examination
  1996-11-15

Designations

Other Names

• Dixon Place Downey
• Dixon Place Downey