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Patrick Allan Shope

Spc

Ann Arbor, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
MI RA APPROVED 2013-09-10
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • MI RA
    APPROVED
    Since 2013-09-10

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

760 W. Eisenhower Pkwy, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc Ann Arbor MI 06/2013 Present
  • 06/2013 → Present
    Ann Arbor, MI
Previous Registrations
Other Businesses

DBA - Shope & Associates, LLC, Ann Arbor, MI. Provides investment advisory services through SPC. INV REL: Y

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S66 Uniform Combined State Law Examination
    2013-06-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15

View on SEC IAPD

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