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610 Newport Center Drive Suite 500, Newport Beach, CA 92660-6404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-19 |
Branch Locations
610 Newport Center Drive Suite 500, Newport Beach, CA 92660-6404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lm Capital Group | San Diego, | CA | 09/2016 | 09/2018 |
| Thrivent Investment Management Inc | Minneapolis | MN | 01/2025 | 12/2025 |
| Eqm Indexes | San Diego | CA | 10/2018 | 11/2023 |
| Unemployed | San Diego | CA | 12/2023 | 12/2024 |
| Thrivent Financial | Appleton | WI | 02/2025 | 08/2025 |
| Thrivent Financial | Appleton | WI | 08/2025 | 12/2025 |
| Canterbury Consulting, Inc | Newport Beach | CA | 12/2025 | 02/2026 |
| Canterbury Consulting, Inc | Newport Beach | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 1997-02-21 |
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