Robert K Torrington

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-14
FL	RA	APPROVED	2014-12-17

NC RA
APPROVED

Since 2026-01-14
FL RA
APPROVED

Since 2014-12-17

Branch Locations

Arden, NC • United States

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Palm Beach Gardens	FL	12/2014	Present
Falls Funding - Limited Liability Partnership	Palm Beach Gardens	FL	08/2016	09/2018

12/2014 → Present

Raymond James & Associates, Inc.

Palm Beach Gardens, FL
08/2016 → 09/2018

Falls Funding - Limited Liability Partnership

Palm Beach Gardens, FL

Previous Registrations

2009-02-09 → 2014-12-22

Ubs Financial Services Inc.

Palm Beach Gardens, FL
2000-10-01 → 2009-01-28

Wells Fargo Clearing Services, Llc

Boca Raton, FL

West Palm Beach, FL

North Palm Beach, FL

Other Businesses

(1)Name of Business: Quantum House Address: 14500 Boxwood Dr, Palm Beach Gardens, FL, 33418, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 06/23/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member of non profit and Treasurer for the board.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-31
S63	Uniform Securities Agent State Law Examination	1997-03-25

S65 Uniform Investment Adviser Law Examination

1999-03-31
S63 Uniform Securities Agent State Law Examination

1997-03-25

Other Names

Robert Kennedy Torrington
Robert K. Torrington

View on SEC IAPD