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16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-04-17 |
| AZ | RA | APPROVED | 2015-12-24 |
| TX | RA | APPROVED_RES | 2015-09-25 |
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navpoint Financial | Prior Lake | MN | 04/1998 | Present |
PRESIDENT, CEO - NAVPOINT FINANCIAL, INC.; Member of Planning Commission; City of Credit River. Is the business investment related: No; Responsibilities/Duties: The Planning Commission advises the City Council on land use policies and plans and makes recommendations to the City Council related to development activities; Start date: 2024-03-21; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-10 |
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