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Wendy Dawn Turowski

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-06-15
  • WI RA
    APPROVED
    Since 2004-06-15

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2004 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/2004 Present
Previous Registrations
  • 2002-01-08 → 2004-05-11
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-04
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S65 Uniform Investment Adviser Law Examination
    2002-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06
Other Names
  • Wendy Dawn Rodenkirch
  • Wendy Dawn Kokoshka

View on SEC IAPD

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