Eric S Wurtel

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-06-18
IL	RA	APPROVED	2004-06-10

TX RA
APPROVED_RES

Since 2010-06-18
IL RA
APPROVED

Since 2004-06-10

Branch Locations

Kildeer, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Eric Wurtel & Assoc. Inc.	Kildeer	IL	08/1993	09/2024
Cetera Financial Specialists Llc	Schaumburg	IL	07/2004	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2004	Present

08/1993 → 09/2024

Eric Wurtel & Assoc. Inc.

Kildeer, IL
07/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
06/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2000-09-18 → 2004-07-02

Genworth Financial Planning Corporation

Kildeer, IL

Other Businesses

1) RECEIVE REFERRAL COMMISSIONS ON MEDICAL INSURANCE SALES, NOT INV REL, SINCE 04/2007, 1H/WEEK:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-01
S63	Uniform Securities Agent State Law Examination	1996-12-06

S65 Uniform Investment Adviser Law Examination

2000-08-01
S63 Uniform Securities Agent State Law Examination

1996-12-06

View on SEC IAPD