Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-09
CT RA APPROVED 2013-06-28
  • NY RA
    APPROVED
    Since 2026-06-09
  • CT RA
    APPROVED
    Since 2013-06-28

Branch Locations

68 S Service Rd Ste 200, Melville, NY 11747 • United States

450 Post Road E, Westport, CT 06880 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

1 Lafayette Pl, Greenwich, CT 06830 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Fishkill, NY • United States

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-19
  • CT RA
    APPROVED
    Since 2026-05-19

Branch Locations

450 Post Rd E, Westport, CT 06880 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ansonia CT 05/2009 11/2016
Wells Fargo Advisors Financial Network Westport CT 05/2026 Present
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ansonia, CT
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Westport, CT
  • 11/2016 → Present
    Ansonia, CT
Other Businesses

POWEROF ATTORNEY FOR SPOUSE; INV RELATED; FISHKILL, NY; POA; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POWER OF ATTORNEY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-27
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S66 Uniform Combined State Law Examination
    2013-06-27
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16
Other Names
  • Betty Marie Arguello
  • Marie Basilone

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor