Timothy Wayne Schriber

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-05-18

MI RA
APPROVED

Since 2010-05-18

Branch Locations

Manchester, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	03/2010	Present
Spc	Ann Arbor	MI	03/2010	Present

03/2010 → Present

Sigma Financial Corporation

Ann Arbor, MI
03/2010 → Present

Spc

Ann Arbor, MI

Other Businesses

AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I SELL LIFE, HEALTH, DISABILITY, LTC, AND ANNUITIES AND AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. WHITE OAK FINANCIAL SERVICES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-27
S63	Uniform Securities Agent State Law Examination	1996-12-27

S65 Uniform Investment Adviser Law Examination

1999-10-27
S63 Uniform Securities Agent State Law Examination

1996-12-27

Other Names

Tim W Schriber

View on SEC IAPD