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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
| TX | RA | APPROVED_RES | 2002-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 06/1992 | Present |
I*542 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: MAJORITY INSPECTOR FOR THE 33RD WARD IN PHILA PA INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19123 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: MAJORITY INSPECOR, START DATE OF RELATIONSHIP: 11/3/2015 NUMBER OF HOURS DEVOTED: 13 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAN THE TABLE THAT YOU REGISTER AT ON THE DAY FOR VOTING FOR THE 33RD WARD IN PHILADELPHIA PA AS PART OF THE BOARD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-15 |
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