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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-03-26 |
Branch Locations
Gainesville, GA • United States
3005 Royal Blvd. S Ste. 130, Alpharetta, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Alpharetta | GA | 12/2003 | 06/2024 |
| Securities America Advisors, Inc. | Alpharetta | GA | 12/2003 | 06/2024 |
| Oster & Fischer Llc | Atlanta | GA | 12/2003 | Present |
| The National Benefit Corp [Tnbc] | West Des Moines | IA | 05/2006 | Present |
| Osaic Wealth, Inc. | Alpharetta | GA | 06/2024 | 03/2026 |
| Osaic Wealth, Inc. | Alpharetta | GA | 06/2024 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2026 | Present |
1) OSTER & FISCHER, LLC, 3005 Royal Blvd. S, Suite 130, Alpharetta GA 30022, 12/2003, W2 Employee, Insurance/Benefits/Human Resources, INV REL, 120 HR/MO, 24 HR/MO TRADING 2) NATIVE TREE, LLC., 945 Branch Drive, Alpharetta GA 30004, 01/1999, Owner, Agriculture, NIR, 1 HR/MO, 1 HR/MO TRADING 3) COMMONWEALTH AGENT, 3005 Royal Blvd. S, Suite 130, Alpharetta GA 30022, 06/2001, W2 Employee, Employee (receive a W-2), INV REL, 2 HR/MO, 2 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 03/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-27 |
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