Russell Frederic Dunn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-01-02
FL	RA	APPROVED	2004-07-07

NY RA
APPROVED

Since 2025-01-02
FL RA
APPROVED

Since 2004-07-07

Branch Locations

Centerport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broward College	Davie	FL	08/1991	10/2025
Cetera Financial Specialists Llc	Schaumburg	IL	06/2004	Present
Dunn & Co. Cpa'S Pa	Hollywood	FL	08/1989	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2004	Present

08/1991 → 10/2025

Broward College

Davie, FL
06/2004 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
08/1989 → Present

Dunn & Co. Cpa'S Pa

Hollywood, FL
07/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2002-05-08 → 2004-10-29

Genworth Financial Planning Corporation

Hollywood, FL

Other Businesses

1) NAME OF OTHER BUSINESS: DUNN & CO. CPA'S, PA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA TAX; START DATE: 08/1989; POSITION/TITLE/RELATIONSHIP: OWNER / CPA; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION, LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; 2) NAME OF OTHER BUSINESS: TRUSTEE FOR FAMILY TRUSTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: TRUST / TRUSTEE; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR FATHERS AND TWO DAUGHTERS TRUSTS; 3) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA COURSE; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INSTRUCTOR FOR THE BECKER CPA REVIEW COURSE AND TEACH CPE TO CPAS;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-11
S63	Uniform Securities Agent State Law Examination	1996-11-27

S65 Uniform Investment Adviser Law Examination

2002-01-11
S63 Uniform Securities Agent State Law Examination

1996-11-27

View on SEC IAPD