Daniel Brian Forman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-06
PA	RA	APPROVED	2022-01-21

TX RA
APPROVED_RES

Since 2025-10-06
PA RA
APPROVED

Since 2022-01-21

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Conshohocken	PA	11/2008	01/2022
Morgan Stanley Smith Barney Llc	West Conshohocken	PA	01/2022	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2022	Present

11/2008 → 01/2022

Ubs Financial Services Inc.

Conshohocken, PA
01/2022 → Present

Morgan Stanley Smith Barney Llc

West Conshohocken, PA
03/2022 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2012-08-30 → 2022-01-28

Ubs Financial Services Inc.

Conshohocken, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-18
S63	Uniform Securities Agent State Law Examination	1996-12-04

S65 Uniform Investment Adviser Law Examination

1996-12-18
S63 Uniform Securities Agent State Law Examination

1996-12-04

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews