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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-05-12 |
| TX | RA | APPROVED | 2017-05-12 |
Branch Locations
475 Rolling Ridge Dr, State College, PA 16801 • United States
417 Thorn St, Sewickley, PA 15143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Pittsburgh | PA | 01/2008 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | State College | PA | 05/2017 | Present |
| Bank Of America, N.A. | State College | PA | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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