Joseph Dominick Speciale

Employer firm

One Hopper Asset Management CRD 168816

$57.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  Leigh Baldwin & Co., L.L.C.
  Cazenovia, NY
• 01/2022 → Present
  One Hopper Asset Mangement
  Utica, NY

Other Businesses

INSURANCE - TERM, LONG TERM CARE, HEALTH - <5 HRS/MONTH - NON INVESTENT RELATED 6/2012: TRUSTEE FOR IRREVOCABLE TRUST, SPECIALE IRREVOCABLE GIFT TRUST, ACTIVITIES AS TRUSTEE ARE NOT INVESTMENT RELATED, BUT MAY AT SOME POINT ACT AS BROKER ON THE ACCOUNT, MINIMAL TIME SPENT DURING MARKET HOURS, NO OWNERSHIP. 3/15: SPECIALE FIREWORKS INC. NON INVESTMENT RELATED, FIREWORKS RETAIL SALE, 100% OWNER, 40 DAYS/YEAR, MINIMAL DURING MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-31
• S63 Uniform Securities Agent State Law Examination
  1998-02-26