Best Investors
Account
Sign in
Best Investors
Account
Sign in
2520 Genesee Street, Utica, NY 13502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-21 |
| NY | RA | APPROVED | 2022-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., L.L.C. | Cazenovia | NY | 04/2000 | Present |
| One Hopper Asset Mangement | Utica | NY | 01/2022 | Present |
INSURANCE - TERM, LONG TERM CARE, HEALTH - <5 HRS/MONTH - NON INVESTENT RELATED 6/2012: TRUSTEE FOR IRREVOCABLE TRUST, SPECIALE IRREVOCABLE GIFT TRUST, ACTIVITIES AS TRUSTEE ARE NOT INVESTMENT RELATED, BUT MAY AT SOME POINT ACT AS BROKER ON THE ACCOUNT, MINIMAL TIME SPENT DURING MARKET HOURS, NO OWNERSHIP. 3/15: SPECIALE FIREWORKS INC. NON INVESTMENT RELATED, FIREWORKS RETAIL SALE, 100% OWNER, 40 DAYS/YEAR, MINIMAL DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-26 |
Reach out to this advisor