Robert Hugh Winter

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 10/2019
  Merrill Lynch Pierce Fenner & Smith, Inc.
  Arlington, TX
• 06/2011 → 10/2019
  Bank Of America,N.A.
  Southlake, TX
• 10/2019 → Present
  Stifel Nicolaus & Co Inc
  Southlake, TX

Previous Registrations

• 2003-04-11 → 2019-10-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
  Southlake, TX
  Southlake, TX
• 1999-01-07 → 2003-04-30
  Ubs Financial Services Inc.
  Dallas, TX

Other Businesses

1. North Texas Baseball Club; 1540 Keller Parkway, Suite 108, #252, Keller, TX 76248; Non-profit Youth Baseball; President; Oversee Board of Directors functions and meetings, assist with fundraising; 08/02/2021; 6 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. HE 2022; 6303 Cowboys Way - Ste 300, Frisco, TX 75034; Established for the sole purpose of acquiring shares of a hedge company; Managing Partner; 8/30/22; 1 hr/mo; Not During Securities Trading Hours; Investment Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-10
• S63 Uniform Securities Agent State Law Examination
  1996-10-29

Other Names

• Robert Hugh Winter
• Robert J Winter