Amy Rebecca Frank Goldman

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 06/2020
  Hudson Place Realty
  Hoboken, NJ
• 02/2015 → 04/2017
  Oppenheimerfunds
  New York, NY
• 04/2017 → 09/2017
  Unemployed
  Hoboken, NJ
• 09/2017 → 09/2022
  Kalos Capital
  Alpharetta, GA
• 09/2017 → 09/2022
  Kalos Management
  Alpharetta, GA
• 09/2022 → Present
  Independent Financial Group, Llc
  Hoboken, NJ

Previous Registrations

• 2017-09-21 → 2022-09-23
  Kalos Management
  Hoboken, NJ
  Jersey City, NJ
  Ponte Vedra Beach, FL
  Hoboken, NJ
  Hoboken, NJ
• 2005-07-28 → 2007-08-27
  Lincoln Financial Distributors, Inc.
  Boston, MA
  Williamsport, PA
• 2004-06-21 → 2005-07-20
  Alliancebernstein L.P.
  Secaucus, NJ
• 2002-06-12 → 2003-02-18
  Strategic Advisers Llc
  Morristown, NJ

Other Businesses

(1) AFG WEALTH MANAGEMENT POSITION: PRESIIDENT NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 250 START DATE: 09/17/2018 ADDRESS: 50 Harrison Street, Suite 114, Hoboken NJ 07030, United States DESCRIPTION: DBA NAME FOR MARKETING PURPOSES. (2) AFG WEALTH MANAGEMENT - PUBLIC SPEAKING POSITION: President and Founder NATURE: Public Speaking INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2018 ADDRESS: 50 HARRISON ST STE 114, HOBOKEN NJ 07030, United States DESCRIPTION: PUBLIC SPEAKING. (3) OUTSIDE INSURANCE POSITION: President and Founder NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/17/2018 ADDRESS: 50 Harrison Street, Suite 114, Hoboken NJ 07030, United States DESCRIPTION: OUTSIDE INSURANCE (4) CAVALIER ASSOCIATES POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/12/2019 ADDRESS: 50 Harrison St., Ste. 114, Hoboken NJ 07030, United States DESCRIPTION: PROVIDE LTC AND DI FOR CLIENTS. (5) RENTAL PROPERTY POSITION: PROPERTY OWNER, MANAGER. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2020 ADDRESS: 609 MAIN ST., AVON BY THE SEA NJ 07717, United States DESCRIPTION: PROPERTY MANAGER. (6) HUG HOBOKEN POSITION: Owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2020 ADDRESS: 1400 Hudson Street, Apt 504, Apt 504, Hoboken NJ 07030, United States DESCRIPTION: Non profit organization supporting local initiatives for the food pantry, the homeless shelter, the front line workers seniors and other groups in need. (7) ASH BROKERAGE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/17/2022 ADDRESS: 1400 Hudson Street, Apt 504, Hoboken NJ 07030, United States DESCRIPTION: Insurance sales. (8) PRIME REAL ESTATE GROUP POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 50 Harrison Street, Suite 114, Hoboken NJ 07030, United States DESCRIPTION: I hold a NJ state real estate license for personal transactions. I do not use it for income. (9) DBS BROKERAGE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 1400 Hudson Street, Apt 504, Hoboken NJ 07030, United States DESCRIPTION: I work with DBS to provide my clients with insurance (10) COLDWELL BANKER REAL ESTATE POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 1400 Hudson Street, Apt 504, Hoboken NJ 07030, United States DESCRIPTION: I hold a NJ state real estate license for personal transactions. I do not use it for income. (11) AMY FRANK GOLDMAN POSITION: Author NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2026 ADDRESS: 1400 Hudson Street Suite 504, Hoboken NJ 07030, United States DESCRIPTION: Write and submit a chapter for the book. Market the book for sale, 100% of the proceeds will be donated to a scholarship for a female studying finance. (12) HUDSON COLLECTIVE - LE TIP NETWORKING GROUP POSITION: Vice President NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2026 ADDRESS: N/A, United States DESCRIPTION: attend meetings, provide value add information and try to facilitate referrals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-20
• S66 Uniform Combined State Law Examination
  2001-03-09
• S63 Uniform Securities Agent State Law Examination
  1997-11-10

Other Names

• Amy Rebecca Frank
• Amy Rebecca Frank-Goldman