Steven John Berry

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-11-29

MN RA
APPROVED

Since 2017-11-29

Branch Locations

2521 1St Ave, Hibbing, MN 55746 • United States

2822 Tower Ave, Superior, WI 54880 • United States

4994 S Memorial Dr, Poplar, WI 54864 • United States

1127 Tower Ave, Superior, WI 54880 • United States

3 Thompson Rd, Esko, MN 55733 • United States

4105 Richard Ave, Hermantown, MN 55811 • United States

9245 E Main St, Solon Springs, WI 54873 • United States

1314 E Superior St, Duluth, MN 55805 • United States

1619 Woodland Ave, Duluth, MN 55805 • United States

1409 Hammond Ave, Superior, WI 54880 • United States

214 5Th St Nw, Bemidji, MN 56601 • United States

503 4Th Street, International Falls, MN 56649 • United States

22 First St Ne, Bagley, MN 56621 • United States

109 Main St W, Baudette, MN 56623 • United States

532 Atlantic Ave, Morris, MN 56267 • United States

1329 Pacific Ave, Benson, MN 56215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America, Inc.	Bemidji	MN	01/2012	11/2017
Lpl Financial Llc	Bemidji	MN	11/2017	Present

01/2012 → 11/2017

Investment Centers Of America, Inc.

Bemidji, MN
11/2017 → Present

Lpl Financial Llc

Bemidji, MN

Previous Registrations

2012-01-20 → 2017-11-29

Investment Centers Of America, Inc.

Bemidji, MN

Appleton, WI
2011-01-03 → 2012-01-24

Wells Fargo Clearing Services, Llc

Bemidji, MN

Bemidji, MN

Baudette, MN

International Falls, MN

Duluth, MN

Blackduck, MN
2009-04-07 → 2011-01-03

Wells Fargo Investments, Llc

Bemidji, MN

Blackduck, MN

Bemidji, MN

Other Businesses

1. 10/15/2018 - RiverWood Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President - Start Date: 01/09/2012 - 10 Hours Per Month/0 Hours During Securities Trading. 2. 11/1/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2017 - 0 Hrs/Mth - 0 Hrs During Trading. 3. 6/24/2020 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 07/01/2020 - 8 Hours Per Month/4 Hour During Securities Trading. 4. 10/17/2024 - NBC Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/17/2024 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-06
S63	Uniform Securities Agent State Law Examination	1996-11-14

S66 Uniform Combined State Law Examination

2009-04-06
S63 Uniform Securities Agent State Law Examination

1996-11-14

View on SEC IAPD