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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-07-19 |
Branch Locations
10604 N Trademark Pkwy #300, Rancho Cucamonga, CA 91730-1136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rancho Cucamonya | CA | 02/2002 | Present |
1. 11/6/2006 - DBA ONLY - HORIZION WEALTH MANAGEMENT GROUP, INC. - RANCHO CUCAMONGA, CA. 2. 11/1/2007 - NON-VARIABLE INSURANCE - SELLING WHOLE LIFE INSURANCE AND FIXED ANNUITIES FOR PENSION PLANS. - TIME SPENT 15% - RANCHO CUCAMONGA, CA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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