Robert Alan Lieb

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

Port Matilda, PA • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	State College	PA	09/1996	Present
Lpl Enterprise, Llc	Port Matilda	PA	11/2024	Present

09/1996 → Present

Pruco Securities, Llc.

State College, PA
11/2024 → Present

Lpl Enterprise, Llc

Port Matilda, PA

Previous Registrations

2011-08-25 → 2024-11-14

Pruco Securities, Llc.

Port Matilda, PA

State College, PA

State College, PA

Port Matilda, PA

Port Matilda, PA

Canonsburg, PA

Other Businesses

1) 11/14/2025-Robert Lieb Sole Proprietor-Financial Planner-Property and Casualty-Inv related-At Port Matilda, PA-Start date 11/15/2024-20hrs/mth-0hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-17
S63	Uniform Securities Agent State Law Examination	1996-10-23

S65 Uniform Investment Adviser Law Examination

2002-05-17
S63 Uniform Securities Agent State Law Examination

1996-10-23

Other Names

Richard Alan Lieb

View on SEC IAPD