Jon E. Schlueter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Empire State Planning Group, Inc.
  Hauppauge, NY
• 10/2012 → 08/2021
  Royal Alliance Associates, Inc.
  New York, NY
• 10/2012 → Present
  Madison Planning
  White Plains, NY
• 10/2012 → 10/2023
  Madison Advisory Services, Inc.
  Hauppauge, NY
• 02/2007 → Present
  Empire State Planning Group, Inc.
  Hauppauge, NY
• 10/2012 → Present
  Madison Planning Group, Inc.
  White Plains, NY
• 08/2021 → 10/2023
  Lion Street Financial
  Hauppauge, NY
• 10/2023 → Present
  Osaic
  Hauppauge, NY

Previous Registrations

• 2018-01-31 → 2023-10-12
  Madison Advisory Services, Inc.
  Hauppauge, NY
• 2015-05-29 → 2021-08-05
  Osaic Wealth, Inc.
  Hauppauge, NY
  White Plains, NY

Other Businesses

1. ESPG, INC. POSITION: Owner - NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2009 ADDRESS: 35 Robin Drive, Hauppauge NY 11788, United States DESCRIPTION: Insurance Sales - Worksite insurance sales - Critical Illness, Accident, Life, Disability. 2. JON SCHLUETER CONSULTING CORP POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2007 ADDRESS: 35 Robin Drive, Suite 102, Hauppauge NY 11788, United States DESCRIPTION: Corporation set up to receive commissions from VOYA financial insurance sales - do not actively market it. It is used as a conduit for tax purposes. All commissions that flow into this entity from VOYA are trail business NO new business is written through this corporation. 3)EMPIRE STATE PLANNING GROUP, INC. POSITION: Owner NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2007 ADDRESS: 35 Robin Drive, Suite 102, Hauppauge NY 11788, United States DESCRIPTION: Fixed Insurance Sales- fixed annuities, fixed life, long term care, disability.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-26
• S63 Uniform Securities Agent State Law Examination
  2007-09-20

Other Names

• Jon Schlueter
• Jonathan Evan Shlueter
• Jon Schueter
• Jon Schlueter
• Jonathan Evan Schlueter
• Jonathan E. Schlueter