Lydia Michelle Hopps

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Oxnard, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Oxnard, CA
• 1998-08-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Oxnard, CA
  Oxnard, CA

Other Businesses

1. FUNDRAISING COMMITTEE WITH THE COMMUNITY MEMORIAL HOSPITAL FOUNDATION. 2. REP CREATION OF LIMITED PARTNERSHIP. 366 E SANTA CLARA ST., VENTURA, CA 93001. 3. THE HOPPS REVOCABLE TRUST/THE DANIEL HOPPS REVOCABLE LIVING TRUST, OWNER; RENTAL PROPERTY; VENTURA, CA; STARTED: 04/2016; DURING BUSINESS HOURS-0; AFTER BUSINESS HOURS-0; INVESTMENT RELATED *320089- Hopps Revocable Trust; Investment related Yes; ventura, California; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2017; During business hours: 0; After business hours: 1; 5. *394347- Hopps Oil Props; Investment related Yes; Ventura, California; Consultingx; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2011 ; During business hours: 0; After business hours: 1; will be taking over checkwriting for the business expense 6. *412896 - Zephyr; Investment related - Yes; Ventura, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 1; 7. *457263 - 101 Dunning LLC; Investment related Yes; Ventura, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-11
• S63 Uniform Securities Agent State Law Examination
  1996-12-03

Other Names

• Lydia Michele Weintraub