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Michael James Moniz

Empower Advisory Group, LLC

Boston, MA

Greenwood Village, CO

CRD 2814687

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-05
  • MA RA
    APPROVED
    Since 2021-05-05

Branch Locations

100 Federal Street, Boston, MA 02110 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Braintree MA 07/2008 12/2018
Voya Financial Partners Braintree MA 07/2008 12/2018
Axa Advisors, Llc New York NY 10/2019 06/2020
Unemployed Norton MA 12/2018 10/2019
Equitable Advisors, Llc New York NY 10/2019 08/2020
Empower Retirement Andover MA 08/2020 Present
  • 07/2008 → 12/2018
    Voya Financial
    Braintree, MA
  • 07/2008 → 12/2018
    Voya Financial Partners
    Braintree, MA
  • 10/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2018 → 10/2019
    Unemployed
    Norton, MA
  • 10/2019 → 08/2020
    Equitable Advisors, Llc
    New York, NY
  • 08/2020 → Present
    Empower Retirement
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2001-06-01
  • S66 Uniform Combined State Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2001-06-01

View on SEC IAPD

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COHERE CAPITAL
BAYPINE HOLDINGS LP
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Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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