Daniel Rex Misken

Current Employers

Catey, Inc.

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-08-10
CA	RA	APPROVED	2022-07-12
CO	RA	APPROVED	2022-03-31

MA RA
APPROVED

Since 2022-08-10
CA RA
APPROVED

Since 2022-07-12
CO RA
APPROVED

Since 2022-03-31

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Misken Benefit Group	Littleton	CO	01/1999	Present
Catey, Inc.	Denver	CO	06/2021	Present

01/1999 → Present

Misken Benefit Group

Littleton, CO
06/2021 → Present

Catey, Inc.

Denver, CO

Other Businesses

Misken Benefit Group; Investment Related: Yes; 4186 S. Wolff Street, Denver, Colorado, U.S. 80236; Nature: Insurance Products and Pensions consulting; Title/Position: Owner; Start date: Jan. 1999; Approx. number of hours dedicated to the other business 48 per month. Number of hours during trading hours: 20 hours per month; Duties: Providing clients with advice regarding insurance products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-01
S63	Uniform Securities Agent State Law Examination	2000-01-26

S65 Uniform Investment Adviser Law Examination

2021-03-01
S63 Uniform Securities Agent State Law Examination

2000-01-26

Other Names

Daniel Ross Misken

View on SEC IAPD