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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
GA RA APPROVED 2010-02-04
  • TX RA
    APPROVED
    Since 2026-01-15
  • GA RA
    APPROVED
    Since 2010-02-04

Branch Locations

212 Green Street Ne, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Gainesville GA 02/2010 Present
  • 02/2010 → Present
    Stifel Nicolaus & Co Inc
    Gainesville, GA
Previous Registrations
  • 2008-01-01 → 2010-02-04
    Gainesville, GA
  • 2003-05-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Gainesville, GA
    Gainesville, GA
    St. Louis, MO
Other Businesses

1. Cricks Properties LLC; 212 Green St. NE, Gainesville, GA 30501; LLC set up to own office building/ real estate leased to Stifel Nicolaus; Member;Annual reconciliation with tenant, maintenance decisions, work with accountant to gather and prepare data for tax filings; 10/01/2011; 2 Hours per Month; During securities trading hours; Investment-Related. 2. Beta Delta House Corporation; 1084 Prince Ave Athens GA 30601; Owns and manages the fraternity house located on the property; President; Direct overall activity within the Corporation, maintain ties with undergraduate members of the fraternity (tenants) and alumni. Maintain the house as needed by working with established subcontractor; 09/18/2023; 2.00hrs/week; not during securities trading hours; Not Investment-Related. 3. Habitat for Humanity of Hall County; 2380 Murphy Blvd, Gainseville, GA 20504; Provider of low income housing; Board Member; Monthly board meetings, raise awareness of organizations in community; 01/01/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Beyond Dementia Coalition, Inc.; P.O. Box 1044 Gainesville, GA 30503; Non profit raising awareness and support for those with dementia and alzheimers; Member of the Advisory Board; Occassional meetings to provide input and advice on various matters relating to the organization; 01/01/2026; 2 hours/month; During Securities Trading Hours; Not Investment-Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15
Designations
Other Names
  • Will Hicks

View on SEC IAPD

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