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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-15 |
| GA | RA | APPROVED | 2010-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Gainesville | GA | 02/2010 | Present |
1. Cricks Properties LLC; 212 Green St. NE, Gainesville, GA 30501; LLC set up to own office building/ real estate leased to Stifel Nicolaus; Member;Annual reconciliation with tenant, maintenance decisions, work with accountant to gather and prepare data for tax filings; 10/01/2011; 2 Hours per Month; During securities trading hours; Investment-Related. 2. Beta Delta House Corporation; 1084 Prince Ave Athens GA 30601; Owns and manages the fraternity house located on the property; President; Direct overall activity within the Corporation, maintain ties with undergraduate members of the fraternity (tenants) and alumni. Maintain the house as needed by working with established subcontractor; 09/18/2023; 2.00hrs/week; not during securities trading hours; Not Investment-Related. 3. Habitat for Humanity of Hall County; 2380 Murphy Blvd, Gainseville, GA 20504; Provider of low income housing; Board Member; Monthly board meetings, raise awareness of organizations in community; 01/01/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Beyond Dementia Coalition, Inc.; P.O. Box 1044 Gainesville, GA 30503; Non profit raising awareness and support for those with dementia and alzheimers; Member of the Advisory Board; Occassional meetings to provide input and advice on various matters relating to the organization; 01/01/2026; 2 hours/month; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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