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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 2006-12-01 |
Branch Locations
1009 N. Center Pkwy Suite 200, Kennewick, WA 99336 • United States
Kennewick, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Richland | WA | 03/2008 | Present |
1) CHRIST THE KING SCHOOL; ADDRESS: 1122 LONG AVE, RICHLAND, WA 99352; BUSINESS DESCRIPTION: MIDDLE AND ELEMENTARY SCHOOL; NOT INVESTMENT RELATED; START DATE: 10/01/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISE THE ADMINISTRATION ABOUT POLICY, FUNDRAISING INITIATIVES, AND FACILITIES; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Columbia Basin Youth Football League INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Youth Football League CAPACITY: Board of Directors *, Treasurer START DATE: 7/15/2021 DUTIES: Data entry, check writing, bank reconciliation HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Parish of the Holy Spirit ADDRESS: 7409 W Clearwater Ave, Kennewick, WA 99336 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Catholic Church CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 06.30.22 DUTIES: I will discuss budget issues and spending projects as well as provide analysis of the current income statement throughout the fiscal year. PER MONTH: 2; SECURITIES HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-08 |
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