James George Davis

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2020
  Voya Financial Advisors
  Melville, NY
• 11/2020 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2011-01-03 → 2020-11-12
  Voya Financial Advisors, Inc.
  Melville, NY
  Albany, NY
  Windsor, CT
• 2007-06-01 → 2011-01-03
  Voya Financial Partners, Llc
  Melville, NY
• 2004-06-17 → 2007-05-22
  Td Ameritrade, Inc.
  Huntington Station, NY

Other Businesses

DBA: The BlackOak Group, LLC

Exams

• S66 Uniform Combined State Law Examination
  2003-06-17
• S63 Uniform Securities Agent State Law Examination
  1997-05-16

Other Names

• Jimmy Davis
• Jim Davis