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Susan Acker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2008 Present
Bank Of America, N.A. Pittsford NY 06/2011 Present
Previous Registrations
  • 2007-04-02 → 2008-03-03
    Morgan Stanley & Co. Llc
    Rochester, NY
  • 2006-06-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rochester, NY
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-03
S63 Uniform Securities Agent State Law Examination 1996-12-06
  • S65 Uniform Investment Adviser Law Examination
    1997-01-03
  • S63 Uniform Securities Agent State Law Examination
    1996-12-06
Other Names
  • Susan Harris
  • Susan Acker
  • Susan E Acker

View on SEC IAPD

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