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Charles Mel Campbell

LPl Financial LLC

Stillwater, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • OK RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

602 S West St Ste C, Stillwater, OK 74074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Stillwater OK 06/2006 11/2017
Lpl Financial Llc Stillwater OK 11/2017 Present
  • 06/2006 → 11/2017
    National Planning Corporation
    Stillwater, OK
  • 11/2017 → Present
    Stillwater, OK
Previous Registrations
  • 2006-06-20 → 2017-11-29
    National Planning Corporation
    Pawhuska, OK
    Chatsworth, CA
    Stillwater, OK
  • 2004-08-02 → 2006-06-15
    Kestra Investment Services, Llc
    Stillwater, OK
    Stillwater, OK
  • 2001-01-22 → 2004-06-10
    Spelman & Co., Inc.
    Perkins, OK
Other Businesses

1. 11/29/2017 - 33 Steps, LLC - Not Investment Related - 1501 E MAIN STREET SATIGLER OK 74462 - Mortgage/Real Estate Services - Start Date 1/15/2016 - Part Owner. 2. 11/29/2017 - Campbell Mel Trust - Not Investment Related - 406 Fairway Dr, Perkins, OK 74059 - Act in a Fiduciary Capacity - 0 Hours During Securities Trading - Time Spent 1% - Living Trust - Trustee. 3. 11/29/2017 - Stillwater Radio - Not Investment Related - 501 W ELM STILLWATER, OK 74074 - Other - 6 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Host - Talk show regarding OK football team. 4. 9/18/2018 - Wealth Planning Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2006 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 12/17/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/01/2022 - 6 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1996-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1996-11-14
Other Names
  • Mel Campbell

View on SEC IAPD

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