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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Stillwater | OK | 06/2006 | 11/2017 |
| Lpl Financial Llc | Stillwater | OK | 11/2017 | Present |
1. 11/29/2017 - 33 Steps, LLC - Not Investment Related - 1501 E MAIN STREET SATIGLER OK 74462 - Mortgage/Real Estate Services - Start Date 1/15/2016 - Part Owner. 2. 11/29/2017 - Campbell Mel Trust - Not Investment Related - 406 Fairway Dr, Perkins, OK 74059 - Act in a Fiduciary Capacity - 0 Hours During Securities Trading - Time Spent 1% - Living Trust - Trustee. 3. 11/29/2017 - Stillwater Radio - Not Investment Related - 501 W ELM STILLWATER, OK 74074 - Other - 6 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Host - Talk show regarding OK football team. 4. 9/18/2018 - Wealth Planning Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2006 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 12/17/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 01/01/2022 - 6 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-14 |
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