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Alden Gerard Hagardorn

Second Line Capital, LLC

Metairie, LA

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Current Employers
Second Line Capital, Llc

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-22
  • LA RA
    APPROVED
    Since 2023-05-22

Branch Locations

2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc New Orleans LA 09/2010 10/2016
Lpl Financial, Llc Metairie LA 10/2016 Present
Level Four Advisory Services Metairie LA 08/2018 08/2018
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Metairie LA 08/2018 05/2023
Second Line Capital, Llc Metairie LA 05/2023 Present
  • 09/2010 → 10/2016
    Ameriprise Financial Services Inc
    New Orleans, LA
  • 10/2016 → Present
    Lpl Financial, Llc
    Metairie, LA
  • 08/2018 → 08/2018
    Metairie, LA
  • 08/2018 → 05/2023
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Metairie, LA
  • 05/2023 → Present
    Metairie, LA
Previous Registrations
Other Businesses

1. 10/28/2016 - Hayleywood, Inc - Not Investment Related - New Orleans, LA - Business Entity For Tax/Investment Purposes Only - Start Date 3/1/1989 - Time Spent 1% 2. 10/28/2016 - Faubourg Private Wealth, LLC - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/28/2016 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% 3. 10/28/2016 - Alden G. Hagardorn LLC; Not Invest. Rel.; Address: New Orleans, LA; Title: Business Owner, Sports Radio Statistician; Start Date: 11/01/1994; Hours/Month: varies by sports season; 0 Hours During Securities Trading; Duties: Sports statistician for radio broadcasts by NFL, NBA, and NCAA teams in the New Orleans area. 4. 10/28/2016 - Pharaoh's Club, Inc - Investment Related - New Orleans, LA - Business Entity For Tax/Investment Purposes Only - Start Date 2/1/99 - 1 Hour Per Month - Time Spent 2% 5. 10/28/2016 - Freelance Statistician for NBA - Not INV REL - Time Spent 5% 6. 10/28/2016 - Friends of St. Henry - Not INV REL - Community, Civic and Charitable Board - President of organization - Time Spent 5% 7. 10/28/2016 - Haleywood Inc. - Not INV REL - reps business 8. 10/02/2019 - Faubourg Private Wealth - INV REL - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/01/2020 - 120 Hours Per Month/ During Securities Trading 9. 10/02/2019 - Advisor Resource Council - INV REL - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2020 - 120 Hours Per Month/ During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 05/31/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/22/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/20/2023 - Other - Author - Not Investment Related - Home Based - Start Date 10/09/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08

View on SEC IAPD

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