Keith Ronan Nielsen

Current Employers

Employment History

• 01/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2021 → 09/2023
  Independent Financial Group
  Waco, TX
• 09/2023 → Present
  Waterloo Capital
  Waco, TX

Previous Registrations

• 2021-08-13 → 2023-09-18
  Independent Financial Group, Llc
  Waco, TX
  Waco, TX
  Corpus Christi, TX
• 2017-11-01 → 2021-08-16
  Cetera Wealth Services, Llc
  Waco, TX
• 2010-02-10 → 2017-11-01
  Girard Securities, Inc.
  Corpus Christi, TX
  Waco, TX
• 2007-08-13 → 2009-12-31
  Next Financial Group, Inc.
  Houston, TX
  Waco, TX
• 2007-02-12 → 2007-09-06
  Regal Advisory Services, Inc.
  Glenview, IL
• 2001-07-19 → 2006-12-31
  Samco Financial Services, Inc.
  Waco, TX
  Waco, TX
  Dallas, TX

Other Businesses

(1) PETE SESSION FOR CONGRESS POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 1512 Lake Air Dr., Ste. 110, Waco TX 76710, United States DESCRIPTION: Political committee to consult candidate, members on outreach, discuss allocation of campaign funds (2) HAP NIELSEN INVESTMENTS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 130 START DATE: 05/21/2011 ADDRESS: 1512 Lake Air Dr., Ste. 110, Waco TX 76710, United States DESCRIPTION: DBA used for advisory business (3) Hap Nielsen Group POSITION: Agent/Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/12/1997 ADDRESS: 1512 Lake Air Dr., Ste. 110, Waco TX 76710, United States DESCRIPTION: Insurance Agent (4) ACTS of the Holy Spirit Core Member Assist in planning church retreats Since 09/2023 Not Investment Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-02

Other Names

• Hap Nielsen