Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| MS | RA | APPROVED | 2019-10-03 |
Branch Locations
307A West Pine St, Hattiesburg, MS 39401-3829 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Jackson | MS | 12/2013 | 06/2019 |
| Cetera Investment Advisers Llc | Hattiesburg | MS | 06/2019 | 07/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 10/2019 |
| First Bank | Hattiesburg | MS | 06/2019 | 10/2019 |
| Lpl Finanical Llc | Hattiesburg | MS | 10/2019 | Present |
1. 10/3/2019 - STEEN INVESTMENT GROUP, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2019 - Time Spent 100%. 2. 2/6/2020 - DAN JONES INVESTMENT GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/20/2020 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-02 |
Reach out to this advisor