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Daniel Guy Wombles

Equitable Advisors, LLC

St. Louis, MO

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-08-20
TX RA APPROVED_RES 2026-08-20
  • MO RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED_RES
    Since 2026-08-20

Branch Locations

12300 Old Tesson Road Suite 200C, St. Louis, MO 63128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc St. Louis MO 08/2026 Present
Stifel Independent Advisors, Llc St. Louis MO 10/2000 08/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-04
S63 Uniform Securities Agent State Law Examination 1996-12-20
  • S65 Uniform Investment Adviser Law Examination
    2006-01-04
  • S63 Uniform Securities Agent State Law Examination
    1996-12-20
Other Names
  • Dan Wombles

View on SEC IAPD

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