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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-25 |
| AZ | RA | APPROVED | 2020-06-23 |
Branch Locations
1101 W Washington St, Tempe, AZ 85281 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arcadia Staging Co | Scottsdale | AZ | 12/2015 | 12/2017 |
| Stira Capital Markets Group, Llc | Irvine | CA | 09/2017 | 09/2018 |
| Steadfast Companies | Irvine | CA | 09/2017 | 09/2018 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 02/2020 | Present |
| Fmg Distributors | Norwalk | CT | 01/2019 | 02/2020 |
| Unemployed | Scottsdale | AZ | 10/2018 | 01/2019 |
1) Rental Property; Investment related; Phoenix, AZ; Real estate rental property; Owner; 8/7/24; 1 Hour/Month; 0 Hours per month/Trading; Property owner, collects rents and maintains property. 2) Prime 9 Baseball Club; Not Investment-related; Scottsdale, AZ; The purpose of the organization is to provide a pathway for children to learn how to play baseball; Non-Profit Organization Board-Director; 05/10/2026; 8 Hours/Month; 0 Hours/Trading; I am co director of the organization and make decision about who the organization hires to coach the baseball team, raise donations, charitable activities, purchase of equipment and other related expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-19 |
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