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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-02
TX RA APPROVED_RES 2023-11-02
  • MN RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED_RES
    Since 2023-11-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

6200 Baker Rd Suite 100, Eden Prairie, MN 55346 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Eden Prairie MN 02/2018 06/2025
Wealth Enhancement Group Eden Prairie MN 11/2023 Present
Wealth Enhancement Advisory Services Eden Prairie MN 11/2023 Present
Wealth Enhancement Brokerage Services Eden Prairie MN 11/2023 Present
Sii Investments, Inc. Eden Prairie MN 10/1996 02/2018
Retirement Advisory Group Excelsior MN 03/1986 Present
  • 02/2018 → 06/2025
    Eden Prairie, MN
  • 11/2023 → Present
    Wealth Enhancement Group
    Eden Prairie, MN
  • 11/2023 → Present
    Wealth Enhancement Advisory Services
    Eden Prairie, MN
  • 11/2023 → Present
    Wealth Enhancement Brokerage Services
    Eden Prairie, MN
  • 10/1996 → 02/2018
    Sii Investments, Inc.
    Eden Prairie, MN
  • 03/1986 → Present
    Retirement Advisory Group
    Excelsior, MN
Previous Registrations
  • 2018-02-14 → 2024-04-11
    Eden Prairie, MN
  • 1998-11-18 → 2018-02-15
    Sii Investments, Inc.
    Eden Prairie, MN
    Appleton, WI
Other Businesses

1. 02/14/2018 - AMERICAN HOPE PUBLISHING - Not Investment Related - Other - Author - CO-AUTHOR OF A BOOK ON BIKING. 2. 02/14/2018 - RETIREMENT ADVISORY GROUP - Investment Related - Non-Variable Insurance - Agent - LIFE INSURANCE. 3. 12/7/2023: Wealth Enhancement Advisory Services; At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 11/1/2023; 35hrs/mo. during trading; I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1996-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1996-12-11

View on SEC IAPD

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