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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21

Branch Locations

415 4Th Ave, Havre, MT 59501 • United States

417 Central Ave, Ste 2A, Great Falls, MT 59401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
K-J Properties Llc Great Falls MT 08/2004 11/2018
Maple Tree Holdings Llc Chicago IL 06/2007 11/2018
Waddell & Reed, Inc. Great Falls MT 08/2010 11/2018
Various Insurance Carriers For W&R Insurance Agencies Great Falls MT 08/2010 11/2018
D.A. Davidson & Co. Great Falls MT 01/2019 06/2019
Holy Spirit Catholic Church Great Falls MT 06/2018 11/2018
Unemployed Great Falls MT 11/2018 01/2019
Unemployed Great Falls MT 06/2019 12/2019
Waddell & Reed, Inc. Havre MT 01/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Great Falls MT 01/2020 07/2021
Darren Overlie Havre MT 01/2020 07/2021
Lpl Financial Llc Havre MT 07/2021 Present
  • 08/2004 → 11/2018
    K-J Properties Llc
    Great Falls, MT
  • 06/2007 → 11/2018
    Maple Tree Holdings Llc
    Chicago, IL
  • 08/2010 → 11/2018
    Waddell & Reed, Inc.
    Great Falls, MT
  • 08/2010 → 11/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Great Falls, MT
  • 01/2019 → 06/2019
    Great Falls, MT
  • 06/2018 → 11/2018
    Holy Spirit Catholic Church
    Great Falls, MT
  • 11/2018 → 01/2019
    Unemployed
    Great Falls, MT
  • 06/2019 → 12/2019
    Unemployed
    Great Falls, MT
  • 01/2020 → 07/2021
    Waddell & Reed, Inc.
    Havre, MT
  • 01/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Great Falls, MT
  • 01/2020 → 07/2021
    Darren Overlie
    Havre, MT
  • 07/2021 → Present
    Havre, MT
Previous Registrations
  • 2020-01-07 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Havre, MT
    Great Falls, MT
  • 2019-01-15 → 2019-06-20
    Great Falls, MT
  • 2010-11-01 → 2018-12-12
    Waddell & Reed
    Great Falls, MT
    Billings, MT
Other Businesses

1- 07/2021 / DBA for LPL Business (entity for LPL business) / Northern View Wealth Management / Investment Related / Havre, MT 59501 2- 08/04/2022 - Johnson Hotel Condo Association - Not Investment Related - 417 central ave Great Falls, Montana 59401 - Non-Profit Board Member - Start Date - 04/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
S63 Uniform Securities Agent State Law Examination 1996-12-07
  • S66 Uniform Combined State Law Examination
    2010-10-29
  • S63 Uniform Securities Agent State Law Examination
    1996-12-07
Other Names
  • Kevin O'COnnell
  • Kevin Darrell Oconnell
  • Kevin Darrell O'COnnell

View on SEC IAPD

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