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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-07-21 |
Branch Locations
415 4Th Ave, Havre, MT 59501 • United States
417 Central Ave, Ste 2A, Great Falls, MT 59401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| K-J Properties Llc | Great Falls | MT | 08/2004 | 11/2018 |
| Maple Tree Holdings Llc | Chicago | IL | 06/2007 | 11/2018 |
| Waddell & Reed, Inc. | Great Falls | MT | 08/2010 | 11/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Great Falls | MT | 08/2010 | 11/2018 |
| D.A. Davidson & Co. | Great Falls | MT | 01/2019 | 06/2019 |
| Holy Spirit Catholic Church | Great Falls | MT | 06/2018 | 11/2018 |
| Unemployed | Great Falls | MT | 11/2018 | 01/2019 |
| Unemployed | Great Falls | MT | 06/2019 | 12/2019 |
| Waddell & Reed, Inc. | Havre | MT | 01/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Great Falls | MT | 01/2020 | 07/2021 |
| Darren Overlie | Havre | MT | 01/2020 | 07/2021 |
| Lpl Financial Llc | Havre | MT | 07/2021 | Present |
1- 07/2021 / DBA for LPL Business (entity for LPL business) / Northern View Wealth Management / Investment Related / Havre, MT 59501 2- 08/04/2022 - Johnson Hotel Condo Association - Not Investment Related - 417 central ave Great Falls, Montana 59401 - Non-Profit Board Member - Start Date - 04/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-07 |
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