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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-28 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Louisville | KY | 10/1996 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
1)TUGFORK LIMITED PARTNERSHIP MR. HARRISON HAS NO TITLE, LEADERSHIP DUTIES OR ANY RESPONSBILITY WITH THE COMPANY. MR. HARRISON IS A PASSIVE INVESTOR AND HE RECEIVES MONTHLY CHECKS FROM THE PRODUCTION OF THE NATURAL GAS WELLS. 2) MGR FOR FAMILY'S FARM, NON-INVEST RELATED, PEYTS PLACE LLC 1 HR/MONTH, 0 HRS/MONTH DURING TRADING HRS. 3) TTEE FOR RELATIVE'S TRUST, INVEST-RELATED, LESS THAN 30 MINUTES/MONTH INCLUDING DURING TRADING HOURS, DUTIES INCLUDE BEING TRUSTEEM PAYING TAXES AND EXPENSES FOR TRUST. 4) JEB HOLDINGS, LLC THAT NVESTS IN MARKETABLOE SECURITIES, PRIVATE COMPANIES AND REAL ESTATE., STATE DATE 08/25/2016, 1 HR/MO, 0 HRS/MO TRADING HOURS. Name/Address: Juniper Club / 18535 Juniper Hunt Club Rd, Fort McCoy, FL 32102 Start Date: 10/10/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-08 |
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