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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-01-13
TX RA APPROVED 2021-05-19
CA RA APPROVED 2021-03-16
  • UT RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED
    Since 2021-05-19
  • CA RA
    APPROVED
    Since 2021-03-16

Branch Locations

2901 West Blue Grass Blvd Suite 320, Lehi, UT 84048 • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newport Beach CA 01/2002 Present
Massmutual Life Insurance Co Newport Beach CA 11/2001 Present
Other Businesses

NAME: SCOTT C GROVE INV REL: Y ADD: 4695 MACARTHUR COURT SUITE 1000 NEWPORT BEACH CA 92660 NATURE: INSURANCE POSITION: AGENT START DATE: 7/1/07 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: SCOTT GROVE INVE REL: Y ADD: RESIDENTIAL NATURE: CONSULTING ON LIFE INSURANCE /PREMIUM FINANCING INFORCE PORTFOLIOS POSITION: OWNER START DATE: 7/1/2023 NO HRS/MO: 20-25 NO HRS/MO DUR TRADING: 20-25 DUTIES: REVIEW THE INFORCE LIFE INSURANCE POLICIES AND CURRENT LENDING TERMS. STRESS THE CURRENT INSURANCE CONTRACTS TO BEST FORECAST FUTURE EFFICIENCIES AND SHOP THE PORTFOLIO TO LENDERS TO NEGOTIATE BEST IN CLASS PRINCING OPTIONS/TERM. MAKING RECOMMENDATIONS ON SERVICING AND FUNDING AMOUNTS TO THE FINANCE PORTFOLIO FOR BEST LONG-TERM PROJECTED PERFORMANCE. (3) NAME: 2aDAY, LLC INV REL: Y ADD: 4675 MACARTHUR COURT SUITE 1050 NEWPORT BEACH CA 92660 NATURE: LLC TO HOLD PERSONAL INVESTMENTS & PRIVATE PLACEMENTS POSITION: OWNER START DATE: 02/28/2017 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
S63 Uniform Securities Agent State Law Examination 1996-10-31
  • S66 Uniform Combined State Law Examination
    2021-03-05
  • S63 Uniform Securities Agent State Law Examination
    1996-10-31

View on SEC IAPD

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