Juan L Toro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → Present
  Bank Of America, N.A.
  Miami, FL
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Previous Registrations

• 2004-09-29 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Miami, FL
  Miami, FL

Other Businesses

I*10343 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: New York, New York 10021 Nature of business: Compensation for Activity: Position, title, association: Start date of relationship: 2/1/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*101821 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CANTILEVER HOLDINGS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MIAMI, FLORIDA 33129 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/31/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC IS ESTABLISHED TO HOLD A PREVIUOSLY APPROVED PRIVATE INVESTMENT, UBQ MATERIALS LIMITED ON BEHALF OF MY WIFE CLARA TORO AND MYSELF. THE LLC WILL INVEST IN GRANADA PARTNERS LP WHICH WILL IN TURN OWN ONLY THE SHARES OF PRIVATE COMPANY UBQ.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27
• S63 Uniform Securities Agent State Law Examination
  1997-02-14

Other Names

• Juan L Toro
• Juan Luis Toro
• Juan Luis Toro