David Francis Bavero

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Minnesota Life Ins Co
  St Paul, MN
• 06/2012 → 10/2020
  Securian Financial Services, Inc
  St Paul, MN
• 06/2012 → Present
  Planto Roe Financial Services
  San Antonio, TX
• 04/2011 → Present
  Bravero Properties Llc
  Boerne, TX
• 10/2020 → 06/2024
  Securities America, Inc.
  San Antonio, TX
• 10/2020 → 06/2024
  Securities America Advisors
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2020-10-26 → 2024-06-14
  Securities America Advisors, Inc.
  San Antonio, TX
  San Antonio, TX
• 2012-06-11 → 2020-11-25
  Securian Financial Services, Inc.
  San Antonio, TX
• 2010-12-02 → 2012-05-10
  Valic Financial Advisors, Inc.
  Amarillo, TX
  El Paso, TX
  Austin, TX

Other Businesses

1. WATERSTONE LABRADORS POSITION: owner NATURE: Breeding and Training British Labradors INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 132 Rio Brazos, Boerne TX 78006 DESCRIPTION: breed, train and import British Labradors 2. BAVERO PROPERTIES LLC POSITION: owner NATURE: rental property have sold all properties, in process of closing LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 132 Rio Brazos, Boerne TX 78006 DESCRIPTION: rental property 3. ALAMO RETRIEVER CLUB POSITION: VP NATURE: volunteer on board INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 230 Wildrose Way, San Antonio TX 78209 DESCRIPTION: Club VP 4. STONEHUE WEALTH MANAGEMENT DBA SYMMETRY FINANCIAL SOLUTIONS POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2017 ADDRESS: 8918 Tesoro Drive, Suite 200 office 214, SAN ANTONIO TX 78217 DESCRIPTION: owner of LLC, manage staff and Advisors 5. INSURANCE POSITION: owner NATURE: Fixed insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2020 ADDRESS: 8918 Tesoro Drive, Suite 200 office 214, San Antonio TX 78230, United States DESCRIPTION: insurance

Exams

• S66 Uniform Combined State Law Examination
  2010-11-30
• S63 Uniform Securities Agent State Law Examination
  1999-11-19

Other Names

• David Francis Bravero