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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-18
OH RA APPROVED 2009-05-05
  • FL RA
    APPROVED
    Since 2026-05-18
  • OH RA
    APPROVED
    Since 2009-05-05

Branch Locations

Westerville, OH • United States

Holmes Beach, FL • United States

470 Olde Worthington Road Suite 200, Westerville, OH 43082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2009 Present
Stoneworth Financial Group Westerville OH 05/2009 Present
Ranney & Hatfield, Llc Westerville OH 05/2009 Present
  • 05/2009 → Present
    Waltham, MA
  • 05/2009 → Present
    Stoneworth Financial Group
    Westerville, OH
  • 05/2009 → Present
    Ranney & Hatfield, Llc
    Westerville, OH
Previous Registrations
Other Businesses

1. FIXED INSURANCE SALES, AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-04
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    2004-03-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05

View on SEC IAPD

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